Compliance & AML Officer (German Branch)
- Act as the designated Compliance Officer (CO) under German regulatory requirements and MiFID II organisational obligations
- Design and maintain the compliance monitoring programme
- Monitor and ensure adherence to BaFIN and ESMA regulations
- Review financial promotions, marketing materials, and client communications for compliance with applicable rules
- Maintain the compliance risk register and prepare periodic compliance monitoring reports for senior management
- Act as the appointed Anti-Money Laundering Officer (AMLCO) under German regulatory requirements
- Develop, implement, and maintain AML/CTF policies, procedures, and controls
- Ensure effective customer due diligence (CDD), enhanced due diligence (EDD), transaction monitoring, and suspicious activity reporting (SAR)
- Oversee AML risk assessments and ensure alignment with the firm’s risk appetite
- Serve as the primary point of contact with BaFin and FIU Germany on AML/CTF matters
- Ensure compliance with German AML Act (GwG), EU AML Directives, and applicable EBA/ESMA guidelines
- Lead regulatory reporting, audits, and inspections related to compliance and/or financial crime
- Provide regular reporting to senior management and the board on compliance AML risks and controls
- Advise senior management on Compliance and AML/CTF risks, regulatory developments, and control enhancements
- Ensure effective escalation of Compliance and financial crime risks and incidents
- Develop Compliance and deliver AML/CTF training programs across the Germany entity
- Promote a strong compliance culture and awareness of Compliance and financial crime risks
- Collaborate with group Compliance, Risk, Legal, and Operations to ensure consistent application of regulatory compliance and AML standards
- Align local AML practices with group frameworks while meeting German-specific requirements
- Proven experience as Regulatory Compliance Officer and/or AMLCO or senior AML function holder in Germany within a regulated financial services firm
- Strong knowledge of MiFID II/MiFIR and BaFin applicable regulations
- Deep knowledge of German AML law (GwG), BaFin expectations, and EU AML framework
- Strong understanding of brokerage/trading or fintech business models
- Experience dealing directly with regulators (including BaFin) and FIUs
- Strong analytical, judgment, and stakeholder management skills
- Fluency in German and English
- Competitive Salary: We believe great work deserves great pay! Your skills and talents will be rewarded with a salary that makes you feel valued and motivated
- Work-Life Harmony: Join a company that genuinely cares about you - because your life outside of work matters just as much as your time on the clock
- Generous Time Off: Need a breather? Our annual leave policy lets you recharge and enjoy life outside of work without a worry
- Employee Referral Program: Love working here? Share the love! Bring your talented friends on board and get rewarded for growing our awesome team
- Comprehensive Health & Pension Benefits: From medical insurance to pension plans, we’ve got your back. Plus, location-specific benefits and perks!
- Workation Wonderland: Live your digital nomad dreams with 30 extra days to work remotely from anywhere in the world (some restrictions apply). Adventure awaits!
- Volunteer Days: Make a difference! Take two additional paid days each year to support causes you care about and give back to the community
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